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securities

  Messages 10-9 deleted by topic administrator between 02-02-2010 05:26 AM and 02-02-2010 02:07 AM
8
mchhabria
06-18-2008
01:38 PM ET (US)
Hi,

I was wondering what is the exact mutual fund porfolio disclosure rules in the UK and Europe.

In the US we required now quarter end disclosure with 60 day delay of all holdings.

I would appreciate any help and website or book to read more about it.

Thank you
Maneesh Chhabria
  Messages 7-6 deleted by topic administrator between 04-18-2008 04:06 PM and 07-22-2006 09:31 AM
5
Jim Hamilton
07-10-2006
05:45 PM ET (US)
I think fairly significant since the Director can exempt, for national security purposes, companies from compliance with Section 13(b)(2) of the Exchange Act, which requires companies to maintain internal accounting controls sufficient to provide reasonable assurances that transactions are recorded to allow the preparation of GAAP- conformed financial statements. The statute also requires companies to keep books and records accurately and fairly reflecting its transactions. The presidential delegation of the power to relieve companies of these duties was made pursuant to section 13(b)(3)(A).
4
Visitor
07-10-2006
05:27 PM ET (US)
How significant is the delegation of authoruty to the Intelligence Director?
3
Jim Hamilton
07-07-2006
03:09 PM ET (US)
Yes, unless Congress amends the statute
2
Visitor
07-07-2006
03:06 PM ET (US)
Does the recent DC Circuit decision mean that hedge fund adviser registration is gone for good?
1
Jim Hamilton-CCHPerson was signed in when posted
06-28-2006
03:25 PM ET (US)
Welcome to the discussion board for Jim Hamilton's World of Securities Regulation (http://www.jimhamiltonblog.blogspot.com. Please see the main blog for the policies, terms of service and disclaimers applicable to this board.

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